Headquartered in Denver, Colorado, KAPLAN & ASSOCIATES LLC provides its clients legal advice in the following areas:
Securities Law including private securities offerings, PPMs, Reg D, Reg A, Real Estate Funds, Investment Management Structures, SEC, DORA RIA Audit and investigation;
RIA/IAR - Registered Investment Adviser & Investment Adviser Representative Law including representation of Registered Investment Advisers for compliance, hedge funds, private funds, venture funds, as well as RIAs and IARs in partial sales, acquisitions, and monetization/ sales multiple transactions;
Corporate, Partnership, LLC and Business Law including entity law and formation, bylaws, LP agreements, LLC operating agreements;
Mergers and Acquisitions Law including, negotiating, structuring, and due diligence; and
Intellectual Property Law including trademarks.