Headquartered in Denver, Colorado, KAPLAN & ASSOCIATES LLC provides its clients legal advice in the following areas:
Securities Law including private securities offerings (PPMs, Reg D, Reg A, Real Estate Funds, Investment Management Structures, SEC, DORA RIA Audit and investigation);
RIA/IAR - Registered Investment Adviser/Investment Adviser Representative Law including representation of RIAs and IARs in partial sales, acquisitions, and Monetization Transactions;
Corporate, Partnership, LLC and Business Law including entity law and formation (Bylaws, LP Agreements, LLC Operating Agreements);
Mergers and Acquisitions Law (Including, Negotiating, Structuring, and Due Diligence); and
Intellectual Property Law (including Trademarks).